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Search Results for "Addressing Racial Disparities in Drug Arrests and Incarceration"

07/23/2009 At 16:54:27 PM
Creative Commons License photo credit: Troy Holden

Research has repeatedly shown that race, rather than being an immutable trait of individuals, is actually quite fluid and may change over time and by social context. In the February issue of the journal Social Problems (v. 57, #1), sociologists Aliya Saperstein (University of Oregon) and Andrew Penner (University of California, Irvine) report their analysis of data from the 1979 National Longitudinal Survey of Youth (NLSY), which demonstrates how incarceration affects convicted offenders’ self-perceptions of their race as well as others’ perceptions of their race (“The Race of a Criminal Record: How Incarceration Colors Racial Perceptions”). The NLSY asked a nationally representative sample of 12,686 young men and women (aged 14-22 years in 1979, when the survey began) a series of questions on a variety of topics, including their racial and ethnic identification; respondents’ race/ethnicity were also classified by NLSY interviewers. After the initial survey, participants were interviewed every year until 1994, when biennial surveying was initiated. In their intriguing and socially important study, Saperstein and Penner analyze NLSY data from 1979-2002 to see if participants’ own racial/ethnic identification changed and whether interviewers’ classifications of respondents’ race/ethnicity changed, depending on whether the respondent was or had been incarcerated in the intervening time period.

Without going into the complexities of the statistical analyses, which included numerous controls to rule out the effects of intervening variables, suffice it to say here that Saperstein and Penner found that NLSY participants who self-identified as European American in 1979 were significantly more likely to self-identify as black in 2002 if they had been incarcerated compared with those who had not been incarcerated. As Saperstein and Penner report, “these findings demonstrate . . . that incarceration leads to changes in racial self-identification and the effect operates primarily through making individuals see themselves as not quite white. To put this into perspective, consider that currently nearly 6 million people in the United States have been incarcerated . . . Based on our results, we would expect that more than 250,000 previously incarcerated individuals no longer identify as white as a result of their incarceration” (p. 103).

Saperstein and Penner also found that interviewers were more likely to change the racial/ethnic classification of NLSY respondents if the respondent was currently or had been incarcerated since the time of the last survey – and the change they made was to “darken” incarcerated respondents. That is, respondents who had been classified by interviewers as white prior to incarceration were more likely to be classified by interviewers as black once they were incarcerated.

Apart from further affirming the socially constructed nature of race, Saperstein and Penner’s study has, as they put it, “real-world consequences for racial inequality.” There is a good deal of research, some of which is cited by Saperstein and Penner, that shows that many white people associate black people, especially black men, with crime. This association is what underlies the practice of racial profiling by police, who, as I have pointed out on this blog before, target black neighborhoods for saturation policing, not surprisingly contributing to higher arrest and incarceration rates for blacks. This association also likely contributes to misidentification of criminal suspects by “eye witnesses,” thus resulting in higher erroneous convictions for blacks. I have also pointed out on this blog how incarceration contributes to poverty – especially poverty among black men due to their disproportionate incarceration rates – because a prison record lowers the likelihood of stable employment in a job that pays a decent wage. Saperstein and Penner’s analysis shows how “actual disparities in incarceration are exacerbated by stereotypical associations about the types of individuals who commit and/or are punished for committing crimes” (p. 110). Interestingly, more states are using early release of prisoners as a way to address fiscal crises, but as the Saperstein and Penner study reminds us, release from prison will do little, if anything, to reduce inequality; we must simultaneously address the invidious link between blackness and crime, not only in the minds of the general public, but also in minds of the formerly incarcerated themselves. Further research on why some people who have experienced incarceration change their racial identification from white to black and the meanings that race has for them, as well as for those who do not undergo this redefinition of self, would be most welcome.

In March, I posted an item alerting readers to a newly-released report from the Pew Center on the States showing that the United States imprisons more of its citizens than any other country. Moreover, the report showed that the incarcerated population was disproportionately made up of young African American and Hispanic men and women. On May 5th, two additional reports were released detailing how drug enforcement policies and sentencing practices contribute to these racial disparities in arrests and incarceration. (photo: Pennington).


Disparity by Geography: The War on Drugs in America’s Cities, by Ryan S. King (Sentencing Project), is the first longitudinal analysis of city-level drug arrest data by race, covering the 23-year period (1980-2003) of the initiation and expansion of the “war on drugs.” Looking at 43 of the country’s largest cities, King found that 40 of these cities had a substantial increase in drug arrests during this time, with six cities showing an increase of more than 500%. Increases in drug arrests varied across the cities studied, but what is more interesting is that King found significant variations within states. For example, Tucson, Arizona had an 887% increase in drug arrests between 1980 and 2003, while the increase in Phoenix was only 52%. Once again, African Americans disproportionately bear the burden of these increases. The increase in drug arrests of African Americans was more than three times greater than the increase in drug arrests of white Americans (225% and 70%, respectively). In 11 of the cities examined, drug arrests of African Americans increased by more than 500% during the study period.


What accounts for these disparities? While some might argue they reflect racial differences in drug dealing and usage, the Sentencing Project report states that African Americans and whites have relatively equal rates of illegal drug use. King’s analysis indicates instead that the disparities are largely accounted for by law enforcement practices. More specifically, many law enforcement agencies have adopted a practice of saturation policing in which they concentrate their resources on low-income urban neighborhoods with large minority populations under the assumption that in these communities drug dealing is more open and more violent than that which occurs in suburban neighborhoods with predominantly white residents. But the data indicate that most arrests are not for violent drug-related crimes or even for the sale or manufacture of drugs, but rather for simple possession. In fact, four out of five drug arrests are for possession, and 40% of all drug arrests are for possession of marijuana.


In Targeting Blacks: Drug Law Enforcement and Race in the United States, researchers at Human Rights Watch (HRW) document some of the consequences of the saturation policing strategy and the disparate impact on minority communities. The HRW analysis uses data from 34 states compiled by the National Corrections Reporting Program for 2003, the most recent year for which data are available. In an effort to “get tough” on drug crimes, many states adopted mandatory minimum prison sentences for drug offenders, resulting in a swelling of incarceration rates. For example, in 1980, “there were about 40,000 people in jails and prisons for drug crimes. These days, there are almost 500,000” (The New York Times, April 23, 2008, p. A14). But the HRW report shows that not everyone has an equal chance of being incarcerated for a drug conviction.


The analysis documents that despite the fact that African Americans are 12.8% of the U.S. population, they were 53.5% of all individuals who entered prison in 2003 because of a drug conviction. Overall, blacks were 10.1 times more likely than whites to go to prison on drug convictions. In agreement with the Sentencing Project’s report, the HRW researchers conclude that this disparity is a direct outgrowth of the conceptualization of the nation’s drug problem as largely an urban black problem, even though there are data indicating that there may be six times as many white drug offenders as black drug offenders. “The racially disproportionate results presented in this report are as predictable as they are unjust” (p. 4).


One outcome of the rise in incarceration has been prison overcrowding with many states incurring a huge strain on their budgets. As their prison populations have grown, states have had to spend a larger share of their funds on corrections, diverting funds from other areas, such as education. Nationally, between 1987 and 2007, state spending on corrections increased 127%, while state spending on higher education increased 21%, controlling for inflation. In Michigan, spending on corrections exceeds spending on high education. To save money, some states have been looking for ways to reduce their prison populations, using programs such as early release, community supervision, and unsupervised parole (See Keith Richburg and Ashley Surdin, “Fiscal Pressures Lead Some States to Free Inmates Early,” Retrieved May 6, 2008 from http://www.washingtonpost.com ).


But the emphasis on fiscal costs overlooks the human costs of the “war on drugs” law enforcement strategy. As the Sentencing Project report states, saturation policing of minority urban neighborhoods that has resulted in the arrests of hundreds of thousands of young black men has not stopped drug sales or drug use in these communities. Instead, it has created a group of able-bodied citizens with a criminal history that renders them chronically unemployable. Many employers simply will not hire ex-offenders. Inadequate education is also an employment obstacle for many ex-offenders, but individuals with a drug conviction do not qualify for federal tuition grants. Those who get jobs sometimes face transportation problems because they have difficulty getting driver’s licenses. The jobs they get are typically low-paying, but while in prison, child support and court fees have accrued so they may find their meager paychecks are heavily garnished, leaving them with little to live on, let alone to support a family (The New York Times, April 27, 2008, p. 26). In short, the “war on drugs” law enforcement strategy has not solved the drug problem, but it has substantially reinforced social inequalities.


In April of this year, President Bush signed the Second Chance Act, a new law that provides $326 million in grants to local governments and nonprofit organizations for programs – from housing to drug treatment to employment services – that assist the approximately 650,000 people that are released from prisons and jails every year. Although the law received bipartisan support and has been praised by politically diverse groups, it is seen by many as insufficient largely because it focuses on the aftermath of imprisonment and not the factors that lead to imprisonment. Drug treatment, improved education, social services, community development to address urban blight, job training – all instead of using resources for saturation policing, arrest, and incarceration – would go a long way in not only reducing prison overcrowding and strained government budgets, but also reducing racial disparities in arrest and imprisonment and improving public safety in urban minority communities. As Julie Stewart, president and founder of Families Against Mandatory Minimums, recently commented regarding the Second Chance Act, “If we’re concerned [about] people coming out of prison, maybe we should think about how many people are going to prison in the first place. . . . This is the back end of the problem. We need to look at the front end” (quoted in Dan Eggen, “Bush Signs into Law a Program that Gives Grants to Former Convicts,” Retrieved May 6, 2008 from http://www.washingtonpost.com).


The full Sentencing Project report is available here; the Human Rights Watch report is available here.

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